Privacy Policy
WHAT DOES YAYATI ASSET MANAGEMENT LLC DO WITH YOUR PERSONAL INFORMATION?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what Yayati Asset Management LLC does.
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Personal information such as your name, social security number, and age;
- Experience and preference information such as your investment experience and risk tolerance;
- Financial information such as your income, account balances, and assets.
When you are no longer our customer, we will stop sharing your information as described in this notice.
How?
All financial companies need to share personal information to run their everyday business. In the section below, we list the reasons financial companies can share their personal information; the reasons Yayati Asset Management (“YAM”) chooses to share; and whether you can limit this sharing.
| Reasons we can share your personal information | Does YAM share? | Can you limit this sharing? |
|---|---|---|
| For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus | Yes | No |
| For our marketing purposes— to offer our products and services to you | Yes | No |
| For joint marketing with other financial companies | No | We do not share |
| For our affiliates’ everyday business purposes— information about your transactions and experiences | Yes | No |
| For our affiliates’ everyday business purposes— information about your creditworthiness | No | We do not share |
| For nonaffiliates to market to you | No | We do not share |
Questions? Please call us at (949) 996-3200.
Who we are
Who is providing this notice? Yayati Asset Management LLC
What we do
How does YAM protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and offices.
How does YAM collect my personal information? We collect your personal information, for example, when you:
- Apply to use or buy our services or products;
- Communicate and transact with us; and
- We open and manage your account.
Why can’t I limit all sharing? Federal law gives you the right to limit only:
- Sharing for affiliates’ everyday business purposes—information about your creditworthiness;
- Affiliates from using your information to market to you; and
- Sharing with nonaffiliates to market to you.
State laws and individual companies may give you additional rights to limit sharing.
Definitions
Affiliates: Companies related by common ownership or control. They can be financial and nonfinancial companies. YAM’s affiliate is Yayati LLC, a wealth management technology services company.
Nonaffiliates: Companies not related by common ownership or control. They can be financial and nonfinancial companies. YAM does not share with nonaffiliates so they can market to you.
Joint marketing: A formal agreement between nonaffiliated financial companies that together market financial products or services to you. YAM does not jointly market.
Other important information We take our obligation to protect your privacy seriously. If you ever have any questions, please contact us at the information provided above.