The Guardrail Strategies

Option collars that limit losses while preserving upside.

Pre-packaged derivative products are complex and tax-inefficient. Outsourcing lacks scale and carries high minimums. Spreadsheet trading doesn’t scale at all. The Guardrail Strategies solve all three — risk, income, and growth — as model portfolios you can run across the book.

How the portfolios work

01

Risk management

Downside caps and option collars define the worst case before you enter.

02

Income generation

Covered-call writing turns volatility into a funded distribution.

03

Growth exposure

Capital-efficient structures keep upside participation intact.

Bring the Guardrail Strategies to your book.

For RIAs and institutional investors evaluating option-based model portfolios.

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Target returns, distribution rates, and drawdown figures are objectives, not guarantees. All investing involves risk, including possible loss of principal. Past performance is not indicative of future results. Option strategies are not suitable for all investors. Nothing herein is an offer, a recommendation, or tax, legal, or investment advice. Yayati Asset Management is a Registered Investment Adviser; see Form ADV for details.